Cadernos de Saúde Pública
ISSN 1678-4464
33 nº.11
Rio de Janeiro, Novembro 2017
ARTIGO
Avaliação do papel da atenção primária adequada no uso de serviços de saúde bucal por pré-escolares brasileiros de baixa renda
Márcia Helena Baldani, Juliana Schaia Rocha, Cristina Berger Fadel, Antonio Carlos Nascimento, José Leopoldo Ferreira Antunes, Samuel Jorge Moysés
http://dx.doi.org/10.1590/0102-311X0015816
Serviços de Saúde Bucal; Atenção Primária à Saúde; Qualidade, Acesso e Avaliação da Assistência à Saúde; Pré-escolar
Introduction
Despite the widespread decline in prevalence, dental caries remain the most frequent oral disease affecting children, and it occurs with higher frequency and severity in disadvantaged populations 1. Deprived children are less likely to receive dental care and more likely to have unmet needs 2,3. Furthermore, the so-called social gradient of caries is enlarged when children are subject to health services that are not specifically prepared to deal with the individuals' actual needs 4.
In Brazil, the oral health conditions of the population have been monitored by the Ministry of Health and are well documented in nationwide surveys reports 5. They show a significant decline in caries prevalence in permanent teeth of 12-year-old children over the years, which is higher in areas with fluoridated water supply 6. The most recent surveys - SBBrasil 2003 7 and 2010 8 - showed that, although to a lesser extent, the caries prevalence for primary teeth of preschool children has also declined. In regards to treatment need, these surveys showed a reduction in the proportion of untreated cavitated lesions for 12-year-old children. However, for preschoolers, the pattern of lack of access to dental care has remained unchanged over the years. SBBrasil 2010 showed that, similarly to 2003, 80% of deciduous teeth affected by caries at the age of five remained untreated 7,8.
To reduce oral health inequalities and inequities in access to dental services, interventions need to target distinct determinants, especially those that may lead to unfair, unnecessary and avoidable differences 9. A wide range of factors contributes to facilitating or restricting access to and use of health services; these factors have been integrated into an explanatory model proposed by Andersen 10. According to Andersen's behavioral model, the use of health services results from the interaction of some individual factors, health system characteristics, the social context, and the individuals' past experiences in accessing services. Therefore, the use of health services is supposed to be a function of the individual predisposition (influenced by socio-demographic characteristics, preferences and expectations in relation to health and knowledge about the services), the level of need (self-perception, disease severity, activity limitations), and the presence of factors that enable the use of health services (income, social support, regular source of care) 10.
Starfield 9 stated that every health system has two main goals: (1) To optimize health levels by using the most advanced knowledge regarding the causes and the management of diseases; and (2) To minimize disparities among population subgroups so certain individuals are not disadvantaged in accessing health services or reaching the best levels of health. A primary health care (PHC)-oriented system is supposed to allow the achievement of these goals. Studies have reported that high levels of PHC attributes relate to greater effectiveness and equity in health care 11.
The Brazilian Unified National Health System (SUS) has been one of Brazilian society's main achievements toward the consolidation of social rights, specifically since it guarantees universal and comprehensive access to health services. In this context, the Family Health Strategy (FHS) is a community-based approach developed to provide regular PHC, including dental care. This program has become the main strategy for the reorganization of Brazilian health services at the PHC level 12.
During the second half of the twentieth century, Brazilian oral health policies have mainly targeted schoolchildren aged 6-12 years. The other segments of the population have received only a few procedures focused on emergency services, restorative care and tooth extractions 5. The FHS, added to the programmatic guidelines of the National Oral Health Policy (called Smiling Brazil), aims to break away from the traditional, old curative model of public dental services provision and to increase equity in access to care, including all ages groups 5.
The official document of the Brazilian PHC policy stipulates that evaluating is necessary to advance the improvement of the quality and access to care 13. A previous study on access to dental care for children living in FHS catchment areas with PHC-oriented dental services was performed in Ponta Grossa, a city in Southern Brazil, in 2007-2008 4. Results showed that those regularly monitored by PHC multi-professional teams had higher odds of having ever consulted a dentist 4. Considering the above, the objective of this study was to assess the association between PHC quality delivered at Ponta Grossa's FHS facilities and the use of dental services by preschoolers, controlling for demographic, socioeconomic and need determinants.
Methods
Study design and population
This cross-sectional study was approved by the Ethics Research Committee of Ponta Grossa State University and was supported by the Municipal Health Department. The target population was preschool children enrolled in the FHS facilities in the urban area of Ponta Grossa, a city with nearly 340,000 inhabitants, located in Paraná State, Brazil.
The city hosts a Regional Health Department, which is a reference in high technology services for 12 smaller municipalities in surrounding areas. In 2010, when this research was planned, there were 21 FHS facilities in urban areas, 14 of which had dental health teams working under PHC-oriented practices. All of the other facilities offered dental services under the traditional curative model. Two of the 21 FHS facilities were excluded from the research design because they were closed for renovation during the period of data collection. The characteristics of the workforce and services delivered in the FHS facilities are summarized in
Table 1 Characteristics of the Family Health Strategy (FHS) facilities, according to dental service provision model. Ponta Grossa, Paraná State, Brazil, 2011-2012.
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To assess the proposed objective, we designed a multilevel study encompassing Andersen's behavioral model for use of health services as a theoretical framework 10. The quality of PHC provided at the FHS facilities entered the model at the contextual level, while the predisposing, enabling and need factors were allocated as individual factors. The chosen dependent variable was whether the child had ever consulted a dentist.
Data collection
Contextual level
The quality of health services was assessed by the provider version of the Primary Care Assessment Tool (PCATool), which should be answered by the facility's manager, who is usually a nurse in the FHS. The PCATool measures the presence of four essential attributes (or domains), which are recognized as the structural bases of PHC well-oriented services: (a) access to first contact, (b) longitudinality (relational continuity of care), (c) integrality (comprehensiveness of available and provided services), and (d) coordination of health care within the health system. It also encompasses three derived attributes that qualify the actions in primary care: (a) family-centered care, (b) community-oriented care, and (c) cultural sensitivity 9.
The self-applicable PCATool consists of Likert-type response questions, providing scores for each of the attributes, as well as a general score for the quality of the PHC process in the service, which ranges from 0-10. Services scoring 6.6 or more are considered to have high levels of PHC attributes or an appropriate primary care process 9. We used the self-applicable validated Brazilian form (PCATool-Brazil), which has been recommended by the Ministry of Health for services evaluation 14.
A proxy for the quality of dental care at the PHC facilities was obtained with two variables: (a) the characteristics of dental care organization, considered as dental health teams working under PHC-oriented practices (DHT), or dental professionals providing traditional curative dentistry (TD)
The health professionals were informed about the research objectives and had full autonomy in deciding on their participation. All managers and dentists agreed to participate and answer the specific PCATool questionnaires.
Individual level
The study focused on 3-5-year-old children enrolled in the FHS facilities and who had actually been using their services. Three specific questions were applied at the beginning of the interview to identify whether a child was under the inclusion criteria: (a) Is there a health care service to where you usually take your child when he/she is sick or when you need some advice about his/her health condition? Which one?; (b) Is there a health care service where the professionals know your child quite well? Which one?; (c) Is there a doctor you consider the most responsible for providing health care to your child? Where does he/she work?
The study included all children whose caregivers indicated the FHS as the reference service for their health needs in at least one of these questions. Three answers indicating the FHS facility or one of its health professionals as the reference characterized interpersonal continuity to the service. Parents who agreed to participate signed a free and informed consent.
The sample size was calculated considering the city's estimated population of 4-5-year-old children in 2009 (15,321) with a 5% degree of accuracy, a 95% confidence interval (95%CI) and a 1.2 clustering design effect 16 for a 50% caries prevalence, which resulted in 450 children. The final sample size was increased by about 10% to compensate for possible losses, totaling 500 individuals. The FHS facilities included in the study were assumed to be “conglomerates”. For each one, the random selection of participants observed a simple sampling design, maintaining the proportional relation between the calculated number of children and the total number of population enrolled in the service.
Ten trained dental students performed data collection in households from March 2011 to May 2012. The data collection encompassed interviews with mothers or the closest caregivers and children's dental examination. If the selected mother, guardian or child was not located at home during the visit, one additional attempt was made on a subsequent day and at a different time.
The questionnaire related to socioeconomic and behavioral characteristics, perceived need and use of dental services fitted the individual determinants of Andersen's behavioral model 10 and was pre-tested in a pilot study. Perceived need was assessed using the validated Brazilian version of the Early Childhood Oral Health Impact Scale (ECOHIS) 17,18,19, which consists of 13 questions that assess the impact of oral conditions on children's and families' quality of life. The answer options are arranged in a five-point Likert scale ranging from 0-4 (never to very often). The final index ranges from 0-52 (no impact to maximum impact) 17.
Clinically evaluated need was defined as dental caries experience, assessed in terms of the number of decayed, missing due to caries and filled primary teeth (dmft), which were obtained according to World Health Organization (WHO) criteria, as applied in SBBrasil 2010 20. The researchers were calibrated during the examination of a group of twenty 3-5-year-old children, who were excluded from the final sample. The exams occurred in duplicate within a two-day interval. The lowest acceptable inter- and intra-examiner agreement values were kappa = 0.7.
The use of dental services was assessed by two questions: (a) if the child had consulted a dentist at some point in life; and (b) the time and reasons for the last dental appointment.
Data analysis
We entered the data on Excel spreadsheets (Microsoft Corp., USA) and double-checked them. The statistical analyses were carried out using the software Stata 11.1 (StataCorp LP, College Station, USA). Descriptive statistics were performed to characterize the extent of the PHC attributes of the facilities and the individual characteristics of the sample. After a Kolmogorov-Smirnov test for normality, differences between the attribute scores were assessed by Student t-test. The significance level was set at 5%.
The independent associations between the outcome - having ever been to a dentist - and the explanatory variables in contextual and individual levels were assessed by bivariate analysis. All covariates independently associated with the outcome at the level of 20% or less (p ≤ 0.20) were selected to fit the multivariate analysis. For the individual level, predisposing factors were grouped into two domains: (a) socio-demographic - age, education level of the mother or main caregiver and household overcrowding; and (b) health beliefs and attitudes - if the child had the teeth brushed daily and if the mother would take her child to the dentist if necessary. As enabling factors, the chosen variables were: (a) socioeconomic status (according to Brazilian Economic Classification, ranked in high, mid-high, mid-low and low) 21; (b) if the child lived in nuclear families; and (c) the child's school attendance. Need of dental care was identified both by perceived and clinically evaluated need.
A multilevel regression analysis with fixed effects 22 was performed to assess the explanatory model for the use of dental care. At the first level of the analysis, we obtained an adjusted model for dental care use including only the contextual variables. At the second level, three blocks of variables (referring to the dimensions of the individual determinants of Andersen's model: block 1 = predisposing factors; block 2 = enabling factors; block 3 = need factors) were sequentially included and adjusted the association between the outcome and contextual covariates. As the use of dental services was relatively common, statistical analyses used Poisson regression 23. Results were reported as non-adjusted and adjusted prevalence ratios with 95%CI.
Results
The final sample encompassed 456 children enrolled in the services of 19 urban FHS facilities of Ponta Grossa, 13 of the facilities with PHC-oriented dental health teams and six with traditional curative dentistry
At the contextual level, the scores of PHC attributes in the FHS ranged from 4.97-7.89 with an average of 6.65 (±0.92). Twelve facilities scored 6.6 points or more and were considered to provide good quality PHC. There were no differences between the mean scores of the attributes (essential or derived) for overall health services when comparing the groups of facilities with both models of dental services provision
Table 2 Quality of primary health care (PHC) in Family Health Strategy (FHS). Comparison of the extent of PHC attributes in overall health care and dental health care between two models of dental care provision. Ponta Grossa, Paraná State, Brazil, 2011-2012.
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As for the individual level, 51% of the surveyed children were girls and 49% were boys, with a mean age of 3.9 years (±0.8). Most of them belonged to mid-low income levels, lived in two-parent nuclear families with no household overcrowding and attended public preschools
Table 3 Descriptive characteristics of the sample according to socio-demographic and psychosocial characteristics. Children aged 3-5 years enrolled to the Family Health Strategy. Ponta Grossa, Paraná State, Brazil, 2011-2012.
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With regard to oral hygiene habits, most of the mothers reported their children had their teeth brushed daily
The prevalence of dental caries was 51.4%. The average dmft was 2.06 (±2.92). The decayed component comprised almost the total value of the index, with an average of 1.82 (±2.73), indicating that 88.4% of the affected teeth were untreated. The component missing represented 3.4% of the index, with an average value of 0.07 (±0.44). The average number of filled teeth was 0.17 (±0.74), indicating that only 8% of teeth affected by caries were treated.
Table 4 Descriptive characteristics of the sample according to use of dental services. Children aged 3-5 years enrolled to the Family Health Strategy. Ponta Grossa, Paraná State, Brazil, 2011-2012.
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The multilevel analysis for unadjusted and adjusted associations between the outcome and the independent covariates is in
Table 5 Unadjusted and adjusted Poisson multilevel assessment for use of dental services at least once in life, according to Andersen's behavioral model 10. Children aged 3-5 years enrolled to the Family Health Strategy (FHS). Ponta Grossa, Paraná State, Brazil, 2011-2012.
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At the contextual level, bivariate analysis identified that higher proportions of children who had consulted a dentist were found to be enrolled to FHS facilities with dental health teams and higher levels of PHC attributes in dental care
The association between PHC quality and the use of dental services remained statistically significant in the adjusted final model. There were higher proportions of children who had ever consulted a dentist in areas with higher scores of PHC attributes in dental care, even controlling for predisposing, enabling and need factors.
Discussion
Socioeconomic disparities in children's oral health is one of the most important public health issues, and they can be addressed through increasing access to dental care 2,24. Starfield 11 has demonstrated the positive impact of PHC on health conditions and equity in health care, including a review of the results of FHS in Brazil, and has stated that stronger primary care should produce better outcomes than weaker primary care. This study tested the hypothesis that, in addition to individual socioeconomic and psychosocial determinants, inequalities in the use of public dental services for Brazilian low-income preschool children are mediated by the quality of the primary care system. Thus, oral health services with high PHC attributes should favor dental visits for children and would have the potential to minimize the social gradient in access.
There are some aspects of a health system, as universal coverage, equitable distribution of resources according to need and comprehensiveness of services, which enable primary care attributes to thrive 11. The current Brazilian health system was established in 1988 according to three doctrinal principles: universal access to services, equity orientation, and comprehensive provision of all complexity levels of health care. PHC has been the guiding axis of the organization of SUS, and FHS has widely improved the quality of the system 11,12.
We observed that most of the FHS facilities scored high levels of PHC attributes for overall health care in Ponta Grossa, except for the access to first contact, which can be explained by the services' opening schedules defined by the Municipal Health Department. Nevertheless, in regards to dental services, FHS facilities with dental health teams reached higher scores of attributes than those with traditional curative dentistry, confirming the potential of this kind of arrangement to ensure PHC-oriented dental services. Though our results reinforce the importance of FHS as a guiding model for primary dental care the variability in the scores of the attributes and the lack of differences for two important attributes (access to first contact and curative clinical integrality) indicates that the simple adoption of FHS as a care model is not enough; it is necessary to invest in skilled labor processes for managers and oral health teams.
One of the principles of the FHS, as defined by the Ministry of Health, is the prioritization of cities' underserved populations for the definition of the coverage areas of the facilities 13. Children participating in the present study were characterized as mid-low to low socioeconomic status, and they concur with the profile of the overall population covered by FHS in Ponta Grossa, as observed in the information assessed from the Primary Health Care Information System at the Health Department.
The distribution and polarization of the dmft index in this study's sample have been previously described 25. Our results revealed high prevalence of dental caries among children aged 3-5 years. Although almost half of them have been to a dentist at least once, we observed that access to restorative treatment is insufficient, so the majority of teeth affected by decay were not filled. Despite FHS facilities with dental health teams scoring higher in PCATool attributes than those with traditional curative dentistry, there were no statistical differences for caries prevalence, reported dental pain or prevalence of treated teeth (filled or extracted) 25. This information agrees with the findings presented in
According to SBBrasil 2010, dental caries affected 53.4% of Brazilian preschoolers aged five years 8. Among the children participating in the present study, the prevalence of caries was 51.4%, which is high when compared with data from the Ministry of Health's survey even though this sample included a younger population. Other cross-sectional studies conducted in Brazilian cities also described lower prevalence of dental caries in preschool children than that observed in Ponta Grossa 26,27,28. However, a striking feature is that, as for Ponta Grossa, these studies also showed that the proportion of filled teeth was very low, even among children who have been to the dentist 26,27,28.
PHC strategies are intended to avoid or slow the development of diseases by eliminating or reducing factors related to them 29. Although there is uncertain evidence in regards to the effectiveness of educative programs in avoiding caries development 30, studies have shown that early preventive dental care is cost-effective and can reduce the need of further restorative treatment, mainly in high-risk populations 1,29,31,32.
In Brazil, pregnant women and children aged 0-2 years have the higher priority within the public health services network, which includes dental care. However, early access to dental services is a challenge in most Brazilian municipalities, even after the adoption of the FHS. In Ponta Grossa, the proportion of children aged 3-5 years who have been to the dentist was 42%. A previous study performed in the same city in 2007-2008 showed that 49.5% of the children aged up to six years living in the FHS areas had already received dental appointments 4. These results are higher than those obtained in other Brazilian cities 26,28,33,34. Notwithstanding, none of these studies have restricted the sampling to children enrolled in the FHS coverage areas.
Health professionals have an important role in promoting children's use of dental care. Health care providers' recommendation that their patients visit the dentist in the first year of life was associated with an increase in dental visits among young U.S. children 35. Interpersonal continuity with the FHS was shown to enable access to dental care for Brazilian children aged newborn to 14 years 4. Though longitudinality is a main essential attribute of PHC, in the present study, only half of the mothers identified the FHS as a regular source of health care for their children. Regarding interpersonal continuity for dental care, the proportions were even lower. Among the children who had ever used dental services, 59% referred to a regular dentist, and only 68 mothers (38%) indicated that it was the FHS oral health professional.
In this study, higher proportions of children who had ever consulted a dentist were found among those living in FHS areas with dental health teams and with higher scores of PHC dental care attributes. A previous report of these data 25 showed that the FHS facilities with oriented dental services had greater proportions of children who had been to the dentist than those with traditional curative dentistry, both among those who had had toothache (71% vs. 52%, p = 0.09) and among those who had never had dental pain (38% vs. 26%, p = 0.03).
There is major evidence regarding the relation between children's use of dental services and socioeconomic 1,3,26,28,34,36 and psychosocial determinants 4,24,26,34. In accordance with that evidence, our study also identified lower rates of use of dental services among children with the worst social conditions or poorer oral hygiene habits, and higher rates of dental visits among those with related impact of oral health on quality of life.
Many authors have reviewed the evidence regarding the value of PHC and found strong PHC contributes to the performance of the health systems in terms of effectiveness, equity and improvement of population health 11. We observed that high levels of PHC attributes in oral health have favored the use of dental services for children. The quality of primary dental care, as measured by the adapted PCATool, was independently associated with the children's use of dental service, even after controlling for the individual determinants in terms of age, socioeconomic conditions, family structural constitution and the impact of oral health on quality of life.
Although the quality of primary dental care provided at the FHS facilities can increase young children's use of dental services, this study demonstrated it could not eliminate the effect of individual determinants. A time series longitudinal study performed in Spain - which also has a national health system characterized by universal coverage - observed that, regardless of the objective of achieving a wide coverage of dental care for children, and the increase in the proportion of children who have ever consulted a dentist, the health policies were not capable of eliminating socioeconomic inequalities when accessing dental services 3.
This study has some limitations. The cross-sectional design does not allow the results to establish causal links. In addition, assessing PHC quality based on the perceptions of professionals may have led to a more favorable evaluation, overvaluing the attributes of services 37. Concerning individual data, we cannot rule out the possibility of response bias, because the findings are based on perceptions and self-reports of the mothers/caregivers. However, some proceedings were taken to minimize response bias through the use of a validated questionnaire and the execution of a pilot study.
Although there were no refusals to participate, it was impossible to survey the mothers/guardians absent from the households or those living in areas with limited access. Their children could differ in dental care use and access patterns. In addition, two FHS facilities were unavailable during the data collection. The current sampling methods have limitations for certain populations living in locations of difficult access 16. While most of the selected subjects were interviewed, and despite absent discrepancies of socio-demographic characteristics between excluded and selected areas, special care is required to allow inference of these results for the total FHS in the city.
Concerning the contextual information, we assessed the PHC attributes in dental services by using a questionnaire modified from the original version of PCATool. Despite both the professionals' and users' versions being tested in a wide cross-sectional study 15, the versions have not been validated in terms of internal consistency, reliability or construct validity. As we compared two different types of dental services provided at the FHS facilities, and as we observed significantly higher levels of PHC attributes for the primary care-oriented one, it is possible to assume good convergent validity for the questionnaire. However, we cannot rule out the possibility of measurement bias.
The nature of research on social determinants and public policies often make sampling recommendations for multilevel analysis difficult to achieve 38, which occurred in this study. The main problem is related to the number of contextual units, since small samples should lead to some bias in the variance but would have little to no impact in the estimation of fixed effects 38. This study's design and sampling method may have influenced the power of the multilevel analysis, given the small number of clusters (FHS facilities). The present results should be interpreted as a first exploratory insight for further research.
Despite the limitations, this study contributed with important information regarding the association between PHC quality and use of dental services by young children in underserved areas. Although incapable of eliminating the effect of unfavorable socioeconomic and psychosocial conditions, we showed that high levels of primary dental care attributes favored the use of services. The importance of this study lies in its results possibly fostering broader goals for public oral health policies, with focused approaches that promote the provision of and the resort to good quality primary dental care, even before the onset of diseases.
Acknowledgments
We acknowledge the local government of the municipality of Ponta Grossa, Paraná State, Brazil, and especially the community health workers of the FHS, for their assistance during the data collection. We also acknowledge the students of the Ponta Grossa State University for their valuable contribution to the data collection. Furthermore, we acknowledge Fundação Araucária (SESA-PR/MS-Decit/CNPq,180/2010) for the financial support.
References
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