Cadernos de Saúde Pública
ISSN 1678-4464
33 nº.Suplemento 1
Rio de Janeiro, 2017
ARTIGO
Relatos diferenciados de experiências com discriminação no Brasil e Estados Unidos
Sarah Burgard, Debora de Pina Castiglione, Katherine Y. Lin, Aline A. Nobre, Estela M. L. Aquino, Alexandre C. Pereira, Isabela J. Martins Bensenor, Sandhi M. Barreto, Dora Chor
http://dx.doi.org/10.1590/0102-311X00110516
Discriminação Social; Grupos Étnicos; Sexismo
Introduction
Perceived discrimination has been identified as a major public health issue, with consequences for physical and mental health 1, and health behaviors 2. Most of the extant research on perceived discrimination has been conducted in the United States, a society with a long history of institutionalized racial discrimination, but one that experienced a Civil Rights movement in the 1960s that led to legal restrictions on racial discrimination, and a need to monitor compliance with these new laws. Researchers in other societies have also begun to explore the prevalence of perceived racial discrimination in the context of their own distinctive social and legal histories around race, such as South Africa 3 and Brazil 4,5,6,7. Brazil stands out as a society without racially-discriminatory laws after the abolition of slavery, and a unique reputation as a supposed “racial democracy” as compared to other multiracial societies, but only recently has begun to officially acknowledge the persistence of race-based inequalities and discrimination. For example, the Secretary of Politics for the Promotion of Racial Equality was created in 2003, with the status of a Ministry.
Increasingly available evidence from Brazil does show evidence of racial disparity in perceived discrimination. A 2010 sample of adults in Belo Horizonte (Minas Gerais State) showed that 15% of Blacks felt they were victim of any type of discrimination, compared to about 8% of Brown or White Brazilians 4. A higher percentage of Black and Brown adolescents in Pelotas (Rio Grande do Sul State) reported that during the past year from interview, they felt discriminated against or damaged because of “color or race; religion or cult; poverty or wealth; disease or physical disability” as compared to white peers 5. A nationally-representative sample showed that self-identified Black Brazilians reported higher levels of racial discrimination (37%) than Browns (10%) or Whites (6.7%), with similar race gaps whether interviewer-classified race or respondent self-classification was used 7. Finally, Black and Brown university students in Rio de Janeiro reported more discrimination that they attributed to their race - or a combination of multiple identities, including race - than did their White counterparts, while Whites reported more discrimination on the basis of class, age, and for other reasons 6.
Results from the United States suggest similar racial differences as found in Brazil. About 34% of respondents in a nationally-representative sample from the late 1990s reported at least one episode of discrimination, with Blacks (48.9%) reporting more than Whites (30.9%) 8. Williams et al. 9 found significantly higher everyday discrimination experiences among African Americans as compared to Whites in a regional sample of adults in the same period. Other, smaller samples of particular groups of African Americans have found extremely high levels of lifetime race-related discrimination in interpersonal settings and in institutions of education, healthcare, and elsewhere 10 and high likelihood of hearing disparaging racial remarks or insults 11. However, despite historical similarities and differences that have shaped race-related inequality, a social scientific tradition of cross-national comparison of race relations 12,13,14, and evidence for racially-stratified experiences of discrimination in both societies, ours is among the first to compare the social distribution of perceived discrimination in Brazil and the United States.
In addition to a dearth of cross-national comparisons, there is only limited research that considers how intersectional identities shape perceptions of discrimination. Growing attention to intersectional identities provides an important corrective 15 and challenges the “...tendency to treat race and gender as mutually exclusive categories of experience and analysis” 16 (p. 25). Intersectional analyses explore how the interactions between multiple identities, such as race, gender and social class, may result in exposure to distinct patterns of oppression that are not simply equal to the quantity of risk summed across the total number of subordinate identities 17, suggesting the importance of comparative research.
A small number of U.S. studies show that considering intersectional identities yields a more complex picture. A majority of African American college students at predominantly white universities experienced high levels of racial hassles, but male African American students reported higher levels than their female counterparts 18. African American men have reported more discrimination than African American women in other studies, though it is possible that standard measures of lifetime discrimination capture experiences more frequently experienced by men 19. In the present study, we assess perceived lifetime discrimination among Brazilian and U.S. adults, considering differences across race, gender, and race-by-gender groups. Our research questions ask first, how is perceived discrimination distributed across race and gender groups in the US and Brazil? Second, are there intersectional race-by-gender patterns in reports of discrimination in either or both countries?
Moreover, given the complex interplay between race and social class standing, and the way this may vary across societies, we consider how educational attainment may account for or modify race-by-gender group differences in perceived discrimination. Some U.S. evidence suggests that those with more education perceive more discrimination. In a study of adult African American women, levels of lifetime and everyday discrimination were higher among those with some college or more than among those with high school or less 20. Educational attainment is an important marker of social class in both societies, and we explore two ways in which education may influence patterns of perceived discrimination. Our third question asks: do differences in average educational attainment across groups account for race-gender differences in perceived discrimination? In other words, do differences in average levels of education across these groups, and differential experiences of discrimination among more or less educated people, mean that educational attainment is a mediator? Our final question asks: do race-by-gender patterns in perceived discrimination differ across levels of education? In other words, is education an effect modifier, with race-by-gender differences sharper among more or less advantaged groups? Though we endeavour to make as careful a comparison of Brazilian and U.S. adults as possible with our data, the measurement and meaning of race and other identities varies in large and small ways across contexts, so we conduct analyses for each in parallel.
Data and methods
Data
The Brazilian Longitudial Study of Adult Health (ELSA-Brasil) is a multicenter cohort study designed to estimate the incidence of cardiovascular diseases and diabetes, as well as their main social, environmental, occupational and biological determinants, and has been described in detail elsewhere 21,22. The 15,105 participants were recruited from 35 to 74 year old employed or retired civil servants at teaching and research institutions in six Brazilian cities (Rio de Janeiro, São Paulo, Vitória, Belo Horizonte, Salvador, and Porto Alegre). Baseline assessment took place from 2008 to 2010 via in-person interviews, clinical exams and laboratory tests 21,22,23,24.
The Americans' Changing Lives Study (ACL) is a panel study initiated in 1986 with a multistage stratified area probability sample of non-institutionalized adults 25 or older living in the coterminous United States. Blacks and those aged 60 and older were over-sampled. The Wave 1 data were collected using face-to-face interviews with 3,617 participants (representing 70% of sampled households and 68% of sampled individuals). Follow-up face-to-face or telephone interviews were collected in 1989 (N = 2,867), 1994 (N = 2,559), 2001/2002 (N = 1,787), and 2011 (N = 1,427). We use data from Wave 4 (2001/2002), collected mainly via telephone, because it contained the most information about discriminatory experiences 25.
Participants from the ELSA-Brasil study aged 40 and older at recruitment were included in our analytic sample (N = 13,949), to match the age range of participants in Wave 4 of ACL. We included participants who self-declared their race as “Black” or “White”, and participants from the ELSA-Brasil study in the “Pardo” (Brown) racial category. Self-declared “Indigenous” (N = 157) or “Yellow” (N = 374) ELSA-Brasil participants and “Hispanic White” (N = 49), “Hispanic Black” (N = 6) and ACL participants of other race groups (N = 50) were excluded from the analysis because their group sizes were too small. After these exclusions and dropping a small number of ELSA respondents missing on covariates, the final analytic samples were made up of 13,247 respondents from ELSA-Brasil and 1,680 from ACL.
Measures
Perceived discrimination
The two studies used different variations of the Major Experiences of Discrimination Scale to capture lifetime discrimination experiences 3. ELSA-Brasil collected information using a stem question “Have you ever been unfairly treated, due to discrimination”, that was followed up with five possible domains: (1) “at your workplace, for example, by getting fired, or promoted, or while applying for a job?”, (2) “...while searching for housing or interacting with neighbors?”, (3) “...by the police, such as being accused, searched or arrested?”, (4) “...in public places, such as banks, shops, hospitals, government offices, etc.?”, and (5) “...in your school or college, for example, being discouraged to continue your studies?”. The ACL Wave 4 questionnaire used a stem statement: “In the following questions, we are interested in your perceptions about the way other people have treated you. Can you tell me if any of the following has ever happened to you?”. This statement was followed by questions about four domains: (1) “At any time in your life, have you ever been unfairly fired from a job or been unfairly denied a promotion?”, (2) “For unfair reasons, have you ever not been hired for a job?”, (3) “Have you ever been unfairly stopped, searched, questioned, physically threatened or abused by the police?”, and (4) “Have you ever been unfairly prevented from moving into a neighborhood because the landlord or a realtor refused to sell or rent you a house or apartment?”. In both studies, respondents who indicated “yes” to an item were coded as having reported an experience of discrimination, and we created an indicator of “any discrimination” if respondents reported at least one episode of discrimination in any domain included in that study's scale.
Race
ELSA-Brasil asked respondents to self-declare race: “The Brazilian census (IBGE) uses the categories ‘black, brown, white, yellow, indigenous' to classify a person's color or race. If you had to answer to the Brazilian census today, how would you declare your color or race?”. ACL collected data on race at baseline in 1986 with several items. Participants were asked “Are you of Spanish or Hispanic descent, that is, Mexican, Mexican American, Chicano, Puerto Rican, Cuban, or other Spanish?”. Respondents were also allowed an open-ended response to the question, “In addition to being American, what do you think of as your ethnic background or origins?”. Respondents were then asked “Are you white, black, American Indian, Asian, or another race?” and allowed to choose one or more categories. Those who responded with more than one non-white group were asked to identify which “best described” their race. Finally, the survey also assessed the state or foreign country in which the respondent was born, respondent's mother, and respondent's father were born, and the respondent's father's last name. Responses from all of these questions were used to construct race categories of “Non-Hispanic White”, “Non-Hispanic Black”, “Non-Hispanic Native American”, “Non-Hispanic Asian”, and “Hispanic”.
Gender
While we recognize that gender and gender identity are crucial axes of inequality and are socially informed constructs that encompass more than biological sex, we are limited to using a measure of sex in these analyses, obtained for ELSA-Brasil participants from records from the universities and research institutions where they were recruited, and for ACL respondents from self-report at the baseline interview. Options of male or female were used in both studies.
Education
We use education as our measure of social class because it is fixed early in life for many individuals, its interpretation generally stays stable as they age, its value does not change when people retire, it does not require that an individual is employed, and it is easier to compare across societal contexts than are many other aspects of social class. Educational attainment was obtained from respondent self-report at baseline in both studies. ELSA-Brasil respondents were asked about their highest grade of school obtained (from never attended through more than bachelor's degree - BA) and answers were aggregated into three categories: less than high school (13.7%), high school or some college (35.7%), and BA or more (50.6%). ACL respondents were asked about the highest grade of school or year of college they completed, and whether they have a high school diploma and/or bachelor's degree, and respondents were aggregated into three categories: less than high school (17.4%), high school or some college (60%), bachelor's level degree or more (22.6%).
Age
Date of birth was obtained from administrative records for ELSA-Brasil respondents, converted to age in years and confirmed with respondents, and age was obtained from ACL respondent self-reports at baseline in 1986.
Statistical analysis
We first calculated the frequency of reporting at least one episode of lifetime perceived discrimination, stratifying by respondent's race, gender, and educational attainment, and tested for significant group differences, with p-values obtained from chi-square tests of difference across groups. The significance threshold was set at p < 0.05. We then estimated a series of logistic regression models, using two different strategies to assess the impact of the focal social identities. We first estimated models with gender and race categories as separate predictor variables, to test our first research question. Then we capture the intersection of race and gender identities more directly than simply adjusting for each identity independently, as in the first models, and test our second research question by estimating models that include these main effects and also the interaction between them. To do so, we use a categorical measure capturing race-by-gender categories: White men (omitted as the most socially-privileged group), Brown men and Brown women (for Brazil only), and Black men and Black women. For each of these two approaches, we compare results before and after adjustment for education, to answer our third research question about education as a mediator. In a final step to test our fourth research question about effect modification, we estimated models that interacted educational categories with the race-by-gender categories. From this last set of models, we calculated odds ratios (OR) and confidence intervals that allow us to compare the odds of reporting discrimination for other race-by-gender groups, compared to the odds for White men, among individuals with the same level of education. The 95% confidence intervals (95%CI) for these comparisons were calculated using the covariance matrix of the model. For instance, the confidence interval for the OR for Black men with high school or some college compared to White men with the same education considers the variance of the coefficient for Black men, the variance of the interaction term between Black men and high school or some college, and the covariance between these two coefficients.
Analyses were conducted using the “stats” library of R version 2.15 (The R Foundation for Statistical Computing, Vienna, Austria; http://www.r-project.org) for ELSA-Brasil, and Stata/SE version 13 (StataCorp LP, College Station, USA) for ACL. Analyses accounted for study design and sample attrition for the ACL cohort using the “svy” commands in Stata.
Results
Table 1: Sociodemographic characteristics of analytic samples: Brazilian Longitudinal Study of Adult Health (ELSA-Brasil) and Americans' Changing Lives Study (ACL).
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Table 2: Percent of respondents reporting at least one episode of lifetime discrimination, and count of respondents in each category, overall and by race and gender.
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Table 3: Percent reporting any lifetime discrimination, and count of respondents in each category by race, gender and educational attainment.
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Table 4: Odds ratios (OR) and 95% confidence intervals (95%CI) for models predicting lifetime perceived discrimination.
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Results for the Brazilian sample show that Brown (OR: 1.17; 95%CI: 1.08-1.27) and Black (OR: 1.83; 95%CI: 1.66-2.02) respondents are significantly more likely to report lifetime discrimination than Whites, net of gender and age, and that women are significantly less likely than men to do so (OR: 0.90; 95%CI: 0.84-0.97). Older respondents are also less likely to report lifetime discrimination than younger, net of race and gender (OR: 0.98; 95%CI: 0.98-0.99), probably due to cohort differences in awareness. While educational attainment is significantly and positively associated with reporting lifetime discrimination in the second model for ELSA-Brasil respondents, the pattern of association found with race and gender does not change. In the third model for this Brazilian sample,
Results for U.S. adults in the right panel of
Table 5: Odds ratios (OR) and 95% confidence intervals (95%CI) for models predicting lifetime perceived discrimination by race-by-gender categories and educational attainment.
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Discussion
This study assessed perceived lifetime discrimination among Brazilian and U.S. adults, considering race differences and the way that these varied by gender. We also explored whether race-by-gender differences were explained by group differences in average levels of schooling, or if they varied across levels of education. The intersectional approach that we have used here considers race, gender, and socioeconomic position as mutually constitutive concepts, as opposed to separate “variables,” and emphasizes these enmeshed identities as socially created by the historical and political processes from which they emerge 26. Our comparison of Brazil and the United States, two multiracial societies with some key similarities but also very important differences in demography and social and legal histories 13,27,28, allows us some leverage on the importance of different contexts that have shaped patterning of discrimination in each.
Using measures of lifetime discriminatory treatment from two large surveys, we found some similarities, chiefly that (1) Black respondents in both nations, and particularly Black men, were more likely to report lifetime discrimination, (2) White women generally were less likely to report it than White men, and (3) for most race-by-gender groups, perceived discrimination increased with education. Additionally, while educational attainment was positively associated with reports of discrimination and is differentially distributed by race and gender, adjusting for education did not explain race-by-gender group differences in either society. A positive association of perceived discrimination with education has been found in other studies 29. Those with more education may be more aware of discriminatory treatment or more likely to identify it as such, or may engage in activities and move through social environments with a more diverse set of individuals, placing them at greater risk. In Brazil, Black individuals with more education and higher income are still seen to be “out of place” by some non-Blacks, and may feel that way, since social constructions historically have associated Blackness with lower status 30.
There were also some important differences across countries. First, Brazil has a large population that identifies as Brown, due to historical policies aimed at “whitening” a population composed by a majority of Black people, while stricter racial segregation policies throughout earlier U.S. history restricted the growth of a group of mixed heritage people. We found that Brown Brazilian men and women reported higher levels of discrimination than White men, particularly among the more educated. Second, the most substantial differences in Brazil are found for Black men and women with high school or more, and for Brown men with a bachelor's degree or more, when compared with White men of similar education. This finding of sharper differentiation by race at higher levels of education is broadly consistent with a study of social mobility that showed racial differences only among more educated Brazilians 31. By contrast, U.S. Black men are uniquely disadvantaged regardless of education. The association between perceived discrimination and education also differs for White men across societies - Brazilian White men were unique among all groups in showing no difference in reports of discrimination by education. Brazilian scholars have debated whether race or social class are the basis of discriminatory treatment 28, and U.S. scholars debate whether racial identity is no longer as relevant as socioeconomic status for understanding contemporary inequality 32. Our results suggest that educational attainment may condition the influence of race-by-gender identities in both societies, but in distinctive ways that deserve further study.
Some key limitations should be considered when interpreting our results. The ELSA-Brasil and ACL samples differ in size and populations represented, with the larger ELSA study composed of civil servants, thus not capturing adults from the highest and lowest parts of the socioeconomic distribution of Brazil. Moreover, the ELSA sample better represents major urban centers in the South and Southeast than the northern and central parts of the country. The ACL represents the entire U.S. population, but is a smaller sample that was recruited to be representative in the mid-1980s, when the racial/ethnic composition was less diverse than now. Future studies can use more recent and representative data to better understand the evolving landscape of racial/ethnic, gender, and socioeconomic status inequality in perceived discrimination in both countries. Future work should also attempt to maximize comparability across samples by drawing on data collected using the same mode. We were limited to using telephone interview data from ACL respondents who were already accustomed to talking to interviewers in three prior in person or telephone interviews, whereas data from ELSA-Brasil respondents comes from their baseline, in-person interview, and these mode differences could have influenced how they reported about perceived discrimination. It would also be useful to consider how perceptions of discrimination change over time as social, political and legal conditions change, and a ways of talking about identities and discrimination change 33, suggesting the importance of considering the specific cohort and period context in which discrimination was measured in each society being compared.
Both studies also rely on measures of lifetime discrimination in order to achieve comparability between samples, even though some have argued such measures may better capture men's experiences than women's 19. Measures of everyday discrimination and hassles, as well as racism-related vigilance, are increasingly entering the literature 34 and should be included in future intersectional and comparative studies. Moreover, despite the similarity of the perceived discrimination measure, ELSA-Brasil asks about school and public spaces domains, while ACL does not ask about those domains, but includes more detailed questions about discrimination at work. Since we aggregate positive responses across domains to generate our measure of any lifetime discrimination, differences in domains or experiences captured could influence the accuracy of any comparisons across countries. Moreover, we created a relatively simple measure of “any” discriminatory experiences versus none. We did so to enhance comparability across countries and accommodate these variations in the survey instruments, and because we did not wish to make judgment calls about which combinations of domains (e.g. work, police) are more salient than others. Future studies could consider more conservative cut-points of exposure and different combinations of discriminatory experiences in multiple specific domains.
We also note three other important aspects of our measurement choices. First, we use a categorical measure of race in both societies, due to data availability, but recognize that there are important debates about the use of such categories versus use of skin tone measurements 35. Future studies of perceived discrimination could evaluate race categories against skin color measures in different societies. Second, we use a two category measure of sex as an indicator of a much more complex construct of gender, due to the limitations of data available. However, gender identity and sexual orientation or identity may vary considerably within sex categories in ways that influence discriminatory experiences, and richer data are needed to consider these. Finally, we use education to indicate social class because its value is stable for most individuals over later adulthood, it is meaningful for all individuals regardless of their labor force status, and it is relatively comparable across societal contexts. However, social class is a complex construct, and other aspects, including those unique to particular societies, should be considered in future work. Moreover, we have grouped respondents into broad educational categories, and future work could disaggregate these and consider the importance of within-group differences in credentials, occupational status, income or wealth, and other aspects of social class standing.
Despite these limitations, this study provides important new evidence for racial disparities in perceived lifetime discrimination that vary by gender in both Brazil and the United States. We have shown broad cross-national similarity in patterning, with greater likelihood of perceiving discrimination for Blacks in both societies, and a rise in the likelihood at higher levels of education that creates even greater racial gaps among the socioeconomically-advantaged. However, we also find important differences, such as the resilient and striking disadvantage of Black men in the U.S. at both high and low levels of education, as compared with the stronger findings for disadvantage among Brazilians of color, particularly men, at higher levels of education. These findings may be somewhat unexpected, given the particularly materially disadvantaged position of Black women in both societies, but it is important to recognize that gender differences within race groups may hold particular significance in intergroup relations in the U.S. and Brazil. It is also possible that measures of lifetime discrimination better capture experiences more salient for men 19, suggesting the need for further research using alternative measurement strategies. Just as health policies should consider intersectional identities and experiences, these findings suggest that policies to decrease socioeconomic inequality should incorporate an awareness of intersectional inequalities in discriminatory experiences to ensure equal opportunities for all.
Acknowledgments
The ELSA-Brasil was supported by the Brazilian Funding Authority for Studies and Projects (FINEP) and the Brazilian National Research Council (CNPq; grants 01 06 0010.00 RS, 01 06 0212.00 BA, 01 06 0300.00 ES, 01 06 0278.00 MG, 01 06 0115.00SP, 01 06 0071.00 RJ). D. C. is research fellow of CNPq (grant 303371/2014-5) and of FAPERJ (grant E26/201220/2014). The Americans' Changing Lives Study was supported by grant # RO1AG018418 from the U.S. National Institute on Aging.
References
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